RK-2026-003 · compliance · MG-12 · owner General counsel

Decisions attempted outside delegation

An officer decides something they hold no delegation for. Cause: Unclear instruments; staff turnover. Consequence: Decision void; liability; audit finding.

OPEN

Inherent

20

extreme

Residual

5 (1 × 5)

medium

Appetite

6

compliance: We have very low appetite for breaching a statutory obligati…

Signal

not read

threshold 5 · MG-12

Live signal

mg12 delegation refusals 30d

Not read yet. Watch the risks.

Controls

  • Delegation checked in code on every decision · MG-12

    DelegationAttempt log

Treatments

  • None.

Record

  • On the register; no movement yet.

Risk register