Risk register

Every risk with its owner, controls, live signal and rating against the appetite

Likelihood moves with the signal read from the owning service; the residual rating is likelihood times impact. Beyond the category's appetite the risk escalates to the audit and risk committee, which accepts it for a period or directs a treatment.

Appetite

Set by the audit and risk committee (GL-GA-01)

CategoryStatementTolerated ratingSet by
COMPLIANCEWe have very low appetite for breaching a statutory obligation.6 (MEDIUM)Audit and risk committee, 3 August 2026 · 14/09/2026
FINANCIALWe accept low financial risk; no loss beyond budget tolerance without the council's knowledge.9 (MEDIUM)Audit and risk committee, 3 August 2026 · 14/09/2026
OPERATIONALWe accept low risk to service standards; a breach of a statutory standard is not tolerated for more than a quarter.9 (MEDIUM)Audit and risk committee, 3 August 2026 · 14/09/2026
REPUTATIONWe accept moderate reputational risk when acting lawfully and transparently.12 (HIGH)Audit and risk committee, 3 August 2026 · 14/09/2026
SAFETYWe have no appetite for avoidable harm to people; a safety risk rated high is escalated at once.6 (MEDIUM)Audit and risk committee, 3 August 2026 · 14/09/2026
STRATEGICWe accept moderate risk in pursuing the community strategic plan's outcomes.12 (HIGH)Audit and risk committee, 3 August 2026 · 14/09/2026
TECHNOLOGYWe accept moderate technology risk in change, and low risk to the evidence chain and data.9 (MEDIUM)Audit and risk committee, 3 August 2026 · 14/09/2026

Risks (14)

RefRiskCategoryServiceOwnerInherentL × IResidualSignalReviewedStatus
RK-2026-001Recovery assistance paid late after a floodSAFETYMG-10Director, emergency and recovery202 × 48 MEDIUM? / 3mg10 recovery unpaid 10d25/08/2026OPEN
RK-2026-002Ministerial correspondence past the standardREPUTATIONMG-14Chief of staff163 × 39 MEDIUM? / 2mg14 correspondence overdue25/08/2026OPEN
RK-2026-003Decisions attempted outside delegationCOMPLIANCEMG-12General counsel201 × 55 MEDIUM? / 5mg12 delegation refusals 30d25/08/2026OPEN
RK-2026-004Flood gauges offline when neededSAFETYMG-10Director, emergency and recovery202 × 510 HIGH? / 2mg10 devices offline25/08/2026OPEN
RK-2026-005Statutory notices published lateCOMPLIANCEMG-15Communications director122 × 36 MEDIUM? / 1mg15 notices late25/08/2026OPEN
RK-2026-006Assessor conflicts unresolved before scoringCOMPLIANCEMG-02Grants manager162 × 48 MEDIUM? / 1mg02 conflicts unresolved25/08/2026OPEN
RK-2026-007Debt recovery against ratepayers in hardshipOPERATIONALMG-04Revenue manager162 × 48 MEDIUM? / 1mg04 hardship in recovery25/08/2026OPEN
RK-2026-008Overpayment notices without the response periodCOMPLIANCEMG-03Director, payments201 × 55 MEDIUM? / 1mg03 overpayments no response period25/08/2026OPEN
RK-2026-009Evidence chain integrity lostTECHNOLOGYplatformChief information officer151 × 55 MEDIUM? / 1platform chain broken25/08/2026OPEN
RK-2026-010Held decisions waiting too longOPERATIONALplatformChief operating officer123 × 39 MEDIUM? / 5platform holds over 5d25/08/2026OPEN
RK-2026-011Development applications past the statutory periodOPERATIONALMG-08Director, planning122 × 36 MEDIUM? / 1mg08 da over statutory25/08/2026OPEN
RK-2026-012Service requests past the resolution standardOPERATIONALMG-01Director, customer service92 × 24 LOW? / 3mg01 sla breaches open25/08/2026OPEN
RK-2026-013Expired licences still tradingCOMPLIANCEMG-05Director, licensing91 × 33 LOW? / 1mg05 licences expired trading25/08/2026OPEN
RK-2026-014Cyber incident takes the platform offlineTECHNOLOGYplatformChief information officer162 × 48 MEDIUMmanual06/06/2026OPEN