RK-2026-013 · compliance · MG-05 · owner Director, licensing

Expired licences still trading

A licence past expiry is still recorded as current. Cause: Renewal window missed. Consequence: Unlicensed trading; enforcement gap.

OPEN

Inherent

9

medium

Residual

3 (1 × 3)

low

Appetite

6

compliance: We have very low appetite for breaching a statutory obligati…

Signal

not read

threshold 1 · MG-05

Live signal

mg05 licences expired trading

Not read yet. Watch the risks.

Controls

  • Renewals agent works the window · MG-05

Treatments

  • None.

Record

  • On the register; no movement yet.

Risk register