Governance

Who decides what

Roles and decision rights for policy, the delegations the gate enforces, the clearance functions, and the guardrails that stop agents.

Roles

RoleKindResponsibilitiesDecision rights
AUDITOR
Internal audit
INTERNALVerifies the evidence chain and tests decisions against delegations.No decisions. Unrestricted read of the chain.
COUNCIL
Council
INTERNALAdopts council policy by resolution.Adoption by resolution.
EQUITY_ADVISER
Equity adviser
INTERNALClears distributional and human rights impact.Equity clearance.
EXECUTIVE
Executive
INTERNALReleases positions for consultation; adopts operational policies; clears for the minister or council.Release for consultation; executive clearance; adoption of executive policies.
FINANCE
Finance
INTERNALClears cost and funding.Finance clearance.
LEGAL
Legal
INTERNALClears lawfulness and drafting against the instrument.Legal clearance.
MINISTER
Minister
EXTERNALDecision maker where the guidelines reserve the decision; must record reasons and report any decision contrary to the recommendation.Awards under ministerial rounds, with reasons recorded and reported.
POLICY_OFFICER
Policy officer
INTERNALWorks the draft the agent prepared; attaches evidence; runs consultation.No release, clearance or adoption.
PRIVACY_OFFICER
Privacy officer
INTERNALOwns collection notices, consent purposes and disclosure rules.Approves any disclosure of one person's information to another.
RULES_OWNER
Rules owner
INTERNALOwns the rules of each service; answers feedback from overturned reviews.Accepts or declines rules feedback.
SUBMITTER
Submitter
EXTERNALMakes a submission during notification.None.

Delegations

RoleDecisionNote
EXECUTIVEconsultation releaseRelease a position for public or targeted consultation.
EXECUTIVEpolicy adoptionAdopt a policy the executive owns.
MINISTERpolicy adoptionAdopt a ministerial policy.
COUNCILpolicy adoptionAdopt a council policy by resolution.
RULES_OWNERrule applicationApply an adopted rule to the service.
Clearance functionsGL-PM-07Legal, finance, privacy, equity and executive, in order, each by the role that owns the function.

Guardrails

  • GL-PM-01 Adoption is a government decision

    The agents draft, test and route. The minister, the executive or the council adopts a position, with reasons and an instrument reference.

  • GL-PM-02 Release for consultation is the executive's

    A position goes public only when the executive releases it; the question, the period and the evidence go with it.

  • GL-PM-03 Every position cites its evidence

    A version with no evidence attached cannot enter clearance. Each item of evidence names its source and its finding.

  • GL-PM-04 Impact tested on live cases before clearance

    The proposed rule is run against the live caseload of the service it governs; the count, the direction and the distribution go on the version; individuals appear by reference only.

  • GL-PM-05 Every submission read and answered

    Submissions are grouped by theme with counts and positions; the next version records the response to each theme.

  • GL-PM-06 Versions are immutable

    A version, once in consultation or clearance, is never edited; the change goes in a new version with a change note and an author.

  • GL-PM-07 Clearance by named people in each function

    Legal, finance, privacy, equity and executive clearances are recorded against a person with a comment, not by email.

  • GL-PM-08 Rules as code

    Every position carries a machine-readable rule; on adoption the rules owner applies it to the service that runs it and the feedback loop closes.

  • GL-PM-09 Review dates and legislative change tracked

    Every policy in force has a review date; an amended instrument flags every policy that cites it.